Welcome to the training on Promoting Oral Health through Caries Risk Assessment and Dental Anticipatory Guidance provided by the Texas Department of State Health Services (DSHS) and the Texas Health and Human Services Commission (HHSC).
The goal of this module is to equip Texas Health Steps dentists and other dental care professionals to implement nationally recognized dental quality measures such as individualized caries risk assessment and age-appropriate anticipatory guidance to improve oral health for patients 3 through 20 years.
Texas Health Steps providers and other interested health-care professionals.
Specific Learning Objectives
After completing the activities of this module, you will be able to:
- Examine the need to increase the availability of preventive oral health care services for infants, children, adolescents, and young adults.
- Specify how Texas Health Steps promotes the dental home concept.
- Determine the frequency of oral health evaluations and preventive services recommended for children and adolescents enrolled in Texas Health Steps.
- Given a case study, determine the current level of caries risk for a patient.
- Specify age-appropriate anticipatory guidance that should be given during a dental exam to promote oral health.
- Determine when mandatory prior authorization is required for a dental service.
Please note this module expires on 12/4/2018.
Continuing Medical Education
The Texas Department of State Health Services is accredited by the Texas Medical Association (TMA) to provide continuing medical education for physicians.
The Texas Department of State Health Services, Continuing Education Service (TMA provider #4006803) designates this enduring activity for a maximum of 1.5 AMA PRA Category 1 Credit(s)™. Physicians should claim only the credit commensurate with the extent of their participation in the activity.
Continuing Nursing Education
The Texas Department of State Health Services, Continuing Education Service is an accredited provider (P0180) of continuing nursing education by the American Nurses Credentialing Center’s Commission on Accreditation. The Texas Department of State Health Services, Continuing Education Service has awarded 1.5 contact hour(s) of Continuing Nursing Education.
The Texas Department of State Health Services, Continuing Education Service under sponsor number CS3065 has been approved by the Texas State Board of Social Worker Examiners to offer continuing education contact hours to social workers. The approved status of The Texas Department of State Health Services, Continuing Education Service expires annually on December 31. The Texas Department of State Health Services, Continuing Education Service has awarded 1.5 contact hour(s) of Continuing Social Work Education.
Certified Health Education Specialists
Sponsored by The Texas Department of State Health Services, Continuing Education Service, a designated provider of continuing education contact hours (CECH) in health education by the National Commission for Health Education Credentialing, Inc. This program is designated for Certified Health Education Specialists (CHES) and/or Master Certified Health Education Specialists (MCHES) to receive up to 1.5 total entry-level Category I contact education contact hours.
Certified Community Health Worker
The Texas Department of State Health Services, Promotor(a)/Community Health Worker Training and Certification Program has certified this course for 1.5 contact hour/s of continuing education for Certified Community Health Workers.
Certificate of Attendance
The Texas Department of State Health Services, Continuing Education Service certifies that this attendee participated in the educational activity listed above. The Texas Department of State Health Services, Continuing Education Service has awarded 1.5 hour(s) for attendance.
Continuing Dental Education
The University of Texas Health Science Center at San Antonio has approved this course for continuing education from the Office of Continuing Dental Education.
The mission of the Office of Continuing Dental Education at The University of Texas Health Science Center at San Antonio is to provide professional growth opportunities and quality continuing education programs as the needs of the profession demand.
It is our firm belief that Continuing Dental Education courses should present the newest developments in patient evaluation, treatment, techniques, products, materials, and equipment even though some of them may be controversial. The Dental School does not endorse the content and philosophy of any Continuing Education course but offers various viewpoints to better serve the practicing dental professional.
One of the requirements of continuing education is disclosure of the following information to the learner:
- Notice of requirements for successful completion of continuing education activity. To receive continuing education credit the learner must successfully complete the following activities:
- Create a Texas Health Steps account.
- Complete on-line registration process.
- Thoroughly read the content of the module.
- Complete the on-line examination.
- Complete the evaluation.
- Commercial Support.
The THSTEPS Web-based Continuing Education Series has received no commercial support.
- Disclosure of Relevant Financial Relationships.
The THSTEPS Continuing Education Planning Committee and the authors of these modules have no relevant financial relationships to disclose. Planning Committee/ Author Name of Commercial interest Nature of the Relationship LeAnn Kridelbaugh Salary Employment (Director of Medical Home Initiatives).
- Non-Endorsement Statement.
Accredited status does not imply endorsement of any commercial products or services by the Department of State Health Services, Continuing Education Service; Texas Medical Association; or American Nurse Credentialing Center.
- Off-Label Use.
Using a disclosure review process, the THSTEPS Continuing Education Planning Committee has examined documents and has concluded that the authors of these modules have not included content that discusses off-label use (use of products for a purpose other than that for which they were approved by the Food and Drug Administration).
The following are policies and definitions of terms related to continuing education disclosure:
The intent of disclosure is to allow Department of State Health Services (DSHS) Continuing Education Service the opportunity to resolve any potential conflicts of interest to assure balance, independence, objectivity and scientific rigor in all of its Continuing Education activities.
All faculty, planners, speakers and authors of Department of State Health Services (DSHS) Continuing Education Service sponsored activities are expected to disclose to the Department of State Health Services (DSHS) Continuing Education Service any relevant financial, relationships with any commercial or personal interest that produces health care goods or services concerned with the content of an educational presentation. Faculty, planners, speakers and authors must also disclose where there are any other potentially biasing relationships of a professional or personal nature.
Glossary of Terms
Conflict of Interest: Circumstances create a conflict of interest when an individual has an opportunity to affect Continuing Education content about products or services of a commercial interest with which she/he has a financial relationship or where there are any other potentially biasing relationships of a professional or personal nature.
Commercial Interest: Any entity producing, marketing, re-selling, or distributing health care goods or services consumed by, or used on, patients.
Financial Relationships: Those relationships in which the individual benefits by receiving a salary, royalty, intellectual property rights, consulting fee, honoraria, ownership interest (e.g., stocks, stock options or other ownership interest, excluding diversified mutual funds), or other financial benefit. Financial benefits are usually associated with roles such as employment, management position, independent contractor (including contracted research), consulting, teaching, membership on advisory committees or review panels, board membership, and other activities for which remuneration is received or expected. Relevant financial relationships would include those within the past 12 months of the person involved in the activity and a spouse or partner. Relevant financial relationships of your spouse or partner are those of which you are aware at the time of this disclosure.
Off Label: Using products for a purpose other that that for which it was approved by the Food and Drug Administration (FDA).
- American Academy of Pediatric Dentistry. (2002; revised 2014). Guideline on Caries-Risk Assessment and Management for Infants, Children, and Adolescents.
- American Academy of Pediatric Dentistry. (2001; 2014). Policy on the Dental Home.
- American Academy of Pediatrics. (2002, reaffirmed 2008). The medical home. Pediatrics, 110(1): 184-186.
- American Academy of Pediatrics. (n.d.). Protecting All Children’s Teeth (PACT) training.
- Benjamin, R. M. (2010). Oral Health: The Silent Epidemic. Public Health Reports, 125(2): 158-159.
- Centers for Disease Control and Prevention. (2012). Community Water Fluoridation: 2012 Water Fluoridation Statistics.
- Centers for Disease Control and Prevention. (2012). State Oral Health Profile.
- Centers for Disease Control and Prevention, National Center for Chronic Disease Prevention and Health Promotion. (2011). Oral Health: Preventing cavities, gum disease, tooth loss, and oral cancers.
- Chou, R., Cantor, A., Zakher, B., Mitchell, J. P., Pappas, M. (2014). Prevention of Dental Caries in Children Younger Than 5 Years Old: Systematic Review to Update the U.S. Preventive Services Task Force Recommendation. Agency for Healthcare Research and Quality, Report No.: 12-05170-EF-1.
- Dye, B. A., Thornton-Evans, G., Li, X., & Iafolla, T.J. (2015). Dental caries and sealant prevalence in children and adolescents in the United States, 2011–2012. National Center for Health Statistics Data Brief, 191.
- Horowitz, A. M., Maybury, C., Kleinman, D. V., Radice, S. D, Wang, M. Q., Child, W., & Rudd, R. E. (2014). Health Literacy Environmental Scans of Community-Based Dental Clinics in Maryland. American Journal of Public Health, 104(8): e85-e93.
- Lewis, C., Robertson, A. S., & Phelps, S. (2005). Unmet dental care needs among children with special health care needs: Implications for the medical home. Pediatrics, 116(3): e426-431.
- Mouradian, W. E., Slayton, R. L., Maas, W. R., Kleinman, D. V., Slavkin, H., DePaola, D., … Wilentz, J. (2009). Progress in children's oral health since the Surgeon General's Report on Oral Health. Academic Pediatrics, 9(6): 374-379.
- National Institutes of Health, National Institute of Dental and Craniofacial Research. (2000). Oral health in America: A report of the Surgeon General (Executive summary). Bethesda, MD.
- National Maternal and Child Oral Health Resource Center, Georgetown University. (2006). Special Care: An Oral Health Professional’s Guide to Serving Young Children with Special Health Care Needs.
- Texas Department of State Health Services. (2015). Texas Third Grade Oral Health Basic Screening Survey Results.
- Texas Health and Human Services Commission. (2015). Texas 2-1-1.
- U.S. Department of Health and Human Services. (2013). Keep Kids Smiling: Promoting Oral Health Through the Medicaid Benefit for Children & Adolescents.
- U.S. Department of Health and Human Services, Data Resource Center for Child and Adolescent Health. (2012). National Survey of Children with Special Health Care Needs (NS-CSHCN).
- U.S. Department of Health and Human Services. (2010). Oral health initiative 2010.
- U.S. Department of Health and Human Services. (2010). Healthy People 2020, Oral Health.
- U.S. Department of Health and Human Services, Data Resource Center for Child and Adolescent Health. (2007). National Survey of Children’s Health.
- U.S. Department of Health and Human Services. (2003). National call to action to promote oral health: A public-private partnership. NIH Publication No. 03-5303. Washington, DC.
- U.S. Department of Health and Human Services. (n.d.). Think Teeth.
- U.S. Government Accountability Office. (2010). Oral Health: Efforts under way to improve children’s access to dental services, but sustained attention needed to address ongoing concerns. GAO-11-96. Washington, DC.
- U.S. Government Accountability Office. (2009). Medicaid: State and federal actions have been taken to improve children’s access to dental services, but gaps remain. GAO-09-723. Washington, DC.
- U.S. Surgeon General. (2001). The Face of a Child: Surgeon General’s Workshop and Conference on Children and Oral Health.
- American Academy of Pediatric Dentistry. (2012). 2014-15 definitions, oral health policies, and clinical guidelines.
- American Academy of Pediatrics. (n.d.). Education and Training web page.
- California Dental Association. (2004). First Smiles.
- Institute of Medicine and National Research Council of the National Academies. (2011). Improving access to oral health care for vulnerable and underserved populations. Washington, DC.
- The Partnership for Healthy Mouths, Healthy Lives. Children’s oral health public service campaign to motivate parents to take action to reduce their children’s risk of oral disease. (video).
- U.S. Department of Health and Human Services, Healthy People. (2012). 2020 Topics & Objectives: Oral health.
- American Academy of Pediatric Dentistry: Oral Health FAQs for Families.
- American Academy of Pediatric Dentistry: Parent Education Brochures.
- American Academy of Pediatric Dentistry: My Children’s Teeth website.
- Centers for Disease Control and Prevention: Brush Up on Healthy Teeth fact sheet.
- Centers for Disease Control and Prevention: My Water’s Fluoride, an online lookup for consumers interested in whether their local water system is fluoridated.
- Oral Health America: Tip Sheet for Kids.
- Partnership for Healthy Mouths, Healthy Lives: Oral health care website.
- Texas Health and Human Services Commission. 2-1-1 Texas, a social services hotline available 24/7 every day in more than 90 languages. Dial 211 or toll-free 877-541-7905. Families can also look up local contact information for the 2-1-1’s 25 Area Information Centers across the state. Introductory videos about 2-1-1 Texas are available in English and Spanish on the website.
- U.S. Department of Health and Human Services. Insurekidsnow.gov website offers an online Find a Dentist tool to help families locate a dental provider near their home.
- Vanderbilt Kennedy Center: Oral Health for Children with Disabilities fact sheet.
The medical definitions provided in this module were obtained or adapted from the American Medical Association, the Mayo Clinic and the federal Centers for Medicare and Medicaid Services.
Related coursesCE Credit
First Dental HomeCE: 1.5Dentists enrolled in Texas Medicaid must complete this training and provide additional certification in order to bill Medicaid for First Dental Home services for children 6 through 35 months.CE Credit
Oral Evaluation and Fluoride VarnishCE: 1.5Implement practices required for physicians, advanced practice nurses, and physician assistants to perform Oral Evaluations and Fluoride Varnish services in Texas. This course and additional certification are required to bill Medicaid for the service.CE Credit
Culturally Effective Health CareCE: 1.25Promote effective communication and improve health outcomes for culturally diverse patients and their families. Includes guidelines for obtaining informed consent and using interpretation services in the medical home.
Texas Health Steps Guidance
Texas Health Steps Guidance
Anticipatory guidance—age-appropriate education and counseling—is a required component of every Texas Health Steps preventive medical and dental checkup. Texas Health Steps offers age-appropriate education and counseling topics so providers can assist patients, families, and caregivers to understand growth, development, and healthy practices. Texas Health Steps recommends that health-care providers personalize anticipatory guidance depending on the needs of their patients. Anticipatory guidance topics should be individualized and prioritized based on questions and concerns of the child or adolescent and their parent or guardian. Specific guidance should also be based on findings obtained during the health history and physical exam.
Texas Health Steps offers Anticipatory Guidance-A Guide for Providers, which includes guidance topics for every age group birth through 20 years. It mirrors anticipatory guidance topics included on the Texas Health Steps Child Health Clinical Record Forms.
Families and caregivers of children with chronic medical conditions face complex challenges and extended stress. Providing long-term care for a child with a disability or chronic illness can take a physical, emotional, and financial toll. It also requires a time commitment that can be difficult to achieve.
As a pediatric health-care provider, you “have a responsibility to recognize caregiver burden (Adelman, Tmanova, Delgado, Dion & Lachs, 2014). Research has shown that caregivers are at increased risk for depression, anxiety, and other negative health effects of what can be a crushing responsibility. At each pediatric checkup, make it part of your routine to inquire whether family or caregivers have questions or concerns about their roles, their own health, or navigating the health-care system.
The health of your young patients and the health of their caregivers are interwoven.
Caregivers who feel overwhelmed may not be able to provide appropriate care for a child in need. You must be alert to outcries for help or signs of health problems related to caregiving, including loss of sleep and diet imbalance. Open communication allows you to be a sounding board for caregivers who are struggling with their duties. At the same time, be on the watch for signs of fatigue or stress in caregivers who try to project an “all’s well” attitude even when they are having problems.
Your role includes providing practical counseling about stress and offering resources designed to help families and caregivers cope.
Top 10 Caregiver Coping Skills
Sharing this Top Ten list of coping skills can help caregivers learn strategies that may reduce stress:
- Understand your feelings.
- Express your emotions.
- Educate yourself about your child’s illness or condition.
- Keep communications open.
- Talk to other parents.
- Focus on the strengths and goals that are achievable.
- Believe in your child.
- Establish routines.
- Maintain your sense of humor! There is no co-pay for laughter!!
- Remember that taking care of yourself is caring for your family.
Source: Parent to Parent of New York State
Resources to share with families and caregivers
Aging and Disability Resource Centers (ADRCs) operated by Texas Health and Human Services (Texas HHS). The centers are welcoming and offer information about state and federal health benefits as well as local programs and services. The trained staff can connect caregivers with services such as home care, meals, transportation, legal help, attendant care, respite support, and housing. Visit the ADRC website for a list of resource center locations in Texas.
Family Support Services, a program to help families care for children with special health-care needs at home. Services are provided by the Children with Special Health Care Needs (CSHCN) Services Program, a branch of the Texas Department of State Health Services.
Navigate Life Texas, a multilingual website created by parents for parents of children with disabilities and special health-care needs. This unique site offers comprehensive, relevant, and reliable information for families, professionals, advocates, and anyone working with children who have disabilities and their families. Sponsored by the Texas Interagency Task Force on Children with Special Needs.
Take Time Texas, a website offered by Texas HHS that includes a state inventory of respite services.
Texas Parent to Parent offers peer support for parents of children with special health-care needs.
All Medicaid managed care organizations (MCOs) provide case management services (called service management for STAR members with special health-care needs). In the other Medicaid managed care programs, everyone gets some level of case management. Patients should first be referred to the plan’s service coordinator and then referred to Case Management for Children and Pregnant Women if patient needs cannot be met by the plan’s services. Health plans are also required to make appropriate referrals to case management services.
For patients enrolled in STAR Medicaid, STAR Health, or Fee-For-Service (FFS) Medicaid, providers can make a referral by one of these methods:
- Calling 877-847-8377 (877-THSteps).
- Contacting a case manager (“Find a Case Manager” web page accessed from the Resources for this module).
- Submitting the Case Management Referral Form (the form is also accessed from Resources).
For patients enrolled in STAR Kids:
- Health Plan service coordinators and others can refer by submitting the STAR Kids Case Management Request Form (the form is also accessed from Resources).
Early Childhood Intervention (ECI) is a statewide program for families with children birth through 35 months who have disabilities and developmental delays. All health-care providers are required by federal and state regulations to refer children 35 months and younger to the local ECI program as soon as possible but no later than seven days after the suspicion or identification of a developmental delay.
To qualify for ECI services, a child must have:
- A qualifying medically diagnosed condition that has a high probability of resulting in a developmental delay. For more information, visit the ECI Qualifying Diagnosis Search web page.
- An auditory or visual impairment as defined by the Texas Education Agency (TEA) rule at 10 TAC Section 89.1040.
- A documented delay of at least 25 percent in one or more of the following areas of skills and development: gross motor, communication, cognition, fine motor, social, emotional, or self-help. Or, a documented delay of at least 33 percent when the delay occurs only in expressive language.
- A qualitative determination of delay, as indicated by responses or patterns that are disordered or qualitatively different from what is expected for the child’s age.
To refer a child, providers should use the ECI Provider Referral and Feedback form. The form, which requires a parent or guardian signature, helps ensure that ECI’s evaluation results and service plan are shared with the referring provider.
To refer families for services, providers can call the local ECI program.
Texas Health Steps requires that all federal- and state-mandated checkup components be documented in the medical record in order for the checkup to be considered complete and to qualify for provider reimbursement. Any checkup component that is not completed must be noted in the medical record, along with the reason it was not completed and a plan to complete it. The medical record must also contain documentation of all screening tools used, screening results, and referrals. Texas Health Steps child health clinical record forms are optional but are recommended to assist providers with documentation of all required checkup components. Providers should be aware that Texas Health Steps checkups are subject to retrospective review and recoupment if the medical record does not include all required documentation.
A medical home is the patient’s primary point of contact when accessing health care. The medical home concept was developed by the American Academy of Pediatrics (AAP) and is promoted by Texas Health Steps. A medical home is defined as one in which care is accessible, family-centered, continuous, comprehensive, compassionate, coordinated, and culturally effective. It is a partnership between a child, the family or caregiver, and the child’s primary health-care setting. The primary health-care setting can be a physician’s office, a hospital outpatient clinic, a school health center, a community health center, or a health department clinic.
Providers who need assistance finding a specialist or subspecialist who accepts patients enrolled in Medicaid can find a specialist or subspecialist by using the Texas Medicaid & Healthcare Partnership (TMHP) Online Provider Lookup or by calling the Texas Health Steps toll-free help line for providers at 800-964-2777 Monday through Friday from 8 a.m. to 6 p.m. Central Time. Select option 3 to speak with a representative.
Providers can access a set of child health clinical record forms to document Texas Health Steps preventive medical checkups. The set includes a form for each checkup under the Texas Health Steps Periodicity Schedule, for patients from up to 5 days old through 20 years. Providers can save or print the forms.
Each form includes the required components for that age’s checkup, along with space for documenting routine, non-required components of a medical checkup. The backside of the form includes a helpful list of suggested anticipatory guidance topics and checklists such as the Hearing Checklist for Parents and Lead Risk Factors.
Texas Health Steps is the preventive care services program for children birth through 20 years who are enrolled in Medicaid. Texas Health Steps provides regular checkups and screenings as part of the Early and Periodic Screening, Diagnosis, and Treatment program, also known as EPSDT.
In Texas, EPSDT is known as Texas Health Steps, which includes the preventive care components—or Early and Periodic Screening (EPS)—of the total EPSDT service. Required medical checkups and preventive care services are provided in accordance with the latest Texas Health Steps Periodicity Schedule, which is modeled after the one developed by the American Academy of Pediatrics (AAP). Additional checkup components are required in Texas to meet federal and state guidelines, and checkups are encouraged as part of the medical home. The Periodicity Schedule specifies when each of the checkup components is due. Providers should always refer to the latest schedule available. To download a PDF of the Periodicity Schedule online, visit the Texas Health Steps Provider Information web page.
The Texas Medicaid & Healthcare Partnership (TMHP) updates the TMPPM monthly. The policy updates are published on the TMHP website and in banner messages, which appear weekly on a provider’s Remittance and Status Report as well as on the website. Providers can find updates on the web page in two ways:
Release Notes—Changes to the TMPPM arranged by date, with most recent at the top of the list.
Change History—Changes to the TMPPM arranged by chapter. (If a chapter has not changed, it will not appear on the list).
NOTE: Providers should always check the TMHP website for the current TMPPM, banner messages, and policy and procedures updates. Archived versions of the TMPPM will remain online for reference purposes.